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2009年CFA Program Candidates Q&A(考试手册)

www.21jrr.com发布时间:2008-12-20 14:57文章来源:未知投稿给我们

General 一般问题

What is the CFA Program? I thought it was an exam.
The CFA Program is an educational program that tests your mastery of a body of knowledge through a series of exams. If you pass these three exams and meet other requirements, you earn a CFA charter.

什么是CFA考试?我认为它是一个考试。
CFA项目是通过一系列考试测试你对知识掌握程度的一种教育项目。如果你通过了三个等级的考试并且符合所有的要求,你就能获得CFA颁发的特许证书

What is a CFA charter?
The CFA charter is the designation you earn when you successfully complete the CFA Program. When you earn a charter, you become a CFA charter holder.

什么是CFA特许?
CFA特许是你成功完成CFA课程后获得的称号。当你获得了特许,你就是CFA的持证者。

What is a candidate?
A candidate is a person enrolled in the CFA Program.

什么是候选人?
参加CFA课程考试的人被称为候选人。

Exams 关于考试

How many exams will I have to take?
There are three levels of exams. You have to pass one exam to move on to the next one. If you fail a level, you can retake the exam. There is no limit to the number of times you can take an exam.

我要参加多少考试?
考试分为三个等级。必须通过一级才能考下一个等级。如果考试未通过,可以重考同一个等级。没有限制考试次数。

Do I have to take the exams in three years?
No. You do not have to complete the CFA Program within a specified time frame, and there is no limit to the number of times you can take an exam. You do not need to repeat an exam level that you already have passed, regardless of the time that elapses between exams.

我必须在三年内通过考试吗?
不需要!不需要特定的时间内通过全部的CFA课程考试,并且没有限制考试次数。即使两个等级考试间隔了一段时间,也不需要重新考已经通过的等级。

When are the exams held?
Exams are held in June (all levels) and December (Level I only).

考试什么时间举行?

考试在每年的六月(所有等级)和十二月(一级)举行。
Where are the exams held?

Exams are held in locations around the world in June (all levels) and December (Level I only).
考试在什么地方举行?

考试于每年一月(所有等级)和十二月(一级)在全世界各考点举行。

If I pass the Level I exam in December, can I register for the Level II exam held the following June?
Yes. But remember that your preparation time will be shorter. It's important to consider your personal and professional demands before registering for an exam.


如果我十二月通过了一级考试,在次年的六月我能报考二级吗?
可以。但是要注意的是,你准备二级考试的时间可能就会缩短了。在备考前,要充分考虑你的个人因素以及你对专业知识的掌握程度。

What is the format for the exams?
Each exam includes morning and afternoon sessions. The Level I questions are all multiple choice. The Level II questions are all item set (or “mini case”) questions. The Level III exams contain essay questions in the morning session and item set questions in the afternoon session.

考试的形式是什么?
每次考试分上午和下午两部分。一级考试都是单选题。二级考试都是客观题(或者是小案例分析)。三级考试上午为小论文,下午为客观题。

Why doesn’t CFA Institute offer the exam in languages other than English?

In order to ensure fair, global consistency both in administering the exam questions and grading candidate responses, we offer the exams only in one language.


为什么CFA协会考试只用英语?
为了公平起见。为了保证全球考试候选人及CFA协会管理人员的全球一致性,我们只提供一种语言的考试。

Requirements 要求

What are the requirements to enter the CFA Program?
View the requirements.


报考CFA课程的要求是什么?

Can you help me to determine if my degree is comparable to a U.S. bachelor's degree?
Generally, applicants must have reached a level of study that qualifies them for acceptance to university graduate programs in the countries where they earned their undergraduate degrees. If you need assistance to determine whether or not your degree is comparable to a U.S. bachelor’s degree, we suggest that you contact your college or university with your inquiry.


如果我的学位和美国大学学士学位相当,你能确定我能报考CFA吗?
通常来说,申请人必须达到一定的学历。但是CFA协会接受那些在自己国家获得大学本科以上学士学位的学生报考。如果你一定要确定你的学位是否等同于美国的学士学位,那么我们建议你可以询问你所就读的院校,以此来确定。

Cost 考试费用

How much does the CFA Program cost?
Program costs include a one-time enrollment fee and a registration fee for each exam you take. View the fee schedule.

CFA考试费用?
考试费用包括首次报考的注册费和每次等级考的考试费用。
I live outside the United States. Will I have to pay any additional import fees when the CFA Program curriculum is shipped to me?
Maybe. Customs and import requirements vary from country to country, and unfortunately we cannot provide detailed information that will apply to all candidates. If your local regulations require you to pay an import fee, you will be contacted by the shipping company (UPS, FedEx, or DHL) with additional information.


我不住在美国。CFA协会寄课程教材给我的时候,我是否要支付额外的进口费用?
可能。每个国家海关和进口的要求都是不一样的。很抱歉我们无法提供满足于不同考生的这方面的详细信息。如果你所在地的法规要求你支付进口关税,你可以联系进口公司(UPS,联邦快递,或者DHL)

Studying 关于学习

How do I prepare for the exams?
We recommend that you spend at least 250 hours preparing for each exam level. This recommendation, however, may substantially underestimate the hours needed for appropriate exam preparation depending on individual circumstances and academic background. We have a number of tools to help you study.

我应该怎样备考?
我们建议你每个等级考试最好至少花250个小时去准备。这个建议,也许是有点低估了,但还是要看个人不同的学习情况和学术背景稍做准备的。我们有很多工具可以帮助你的学习。

Where can I view past exams?
Many actual exam questions are embedded in the curriculum and included in the online sample exams. We do, however, take great care to eliminate past questions that are no longer consistent with the current curriculum and question-formatting conventions. We also provide free sample questions for each exam level to allow you to get a sense of the rigor.

哪里有历届考试的题目?
很多考题都会包括在课程以及网络上。除了三级的论文题,真题是不向外公布的。因为其内容和议题已经不合时宜。但是,我们也免费提供每个级别测试的例题。

Membership 会员

If I become a candidate in the CFA Program, am I also a member of CFA Institute?
No. The CFA Institute membership application process is separate from enrollment for the CFA Program.

我是一名CFA课程的考生。 我同时也是CFA协会的会员吗?
不是。CFA协会会员与CFA课程的招生是分离开来的。

Preparation CFA考试准备工作

Where can I find a study guide?
We don’t provide a printed study guide. All study materials for each level, including study sessions, readings, and assigned problems, are included in the CFA Program curriculum. We also provide additional study materials.

我在哪里可以找到学习指南?
我们不提供影印的学习指南。所有等级的学习讲义,阅读不分,以及考试的一些问题都被包括在了CFA课程纲要里了。当然我们也提供其他的学习资料。

Am I required to buy the CFA Program curriculum?
Candidates taking the exam in June 2007 and December 2007 are not required to purchase the curriculum. However, studying the prescribed curriculum is the best way to prepare for the exams.

我是否需要购买CFA课程纲要?
参加2007年一月和十二月考试的考生没有要求一定要购买。但是,学习纲要是考前最好的方法。
Beginning with the 2008 exams, the complete curriculum will be included as part of the registration. Learn more about this change.
2008年开始,完整的一套教科书将被包括在注册考试费中。
Remember that the exams are developed directly from the curriculum and are consistent with the learning outcome statements (LOS) assigned by CFA Institute. There is no substitute for studying the original material.
CFA协会会直接从课程教材中选题,并且保证和教材一致,以此来出题。课程纲要是不可替代的学习材料。

General 常见问题
I have created log in information, but I lost my user name and password. How can I retrieve this information?

Please complete and submit the User Name/Password Lookup Form to have your user name and password sent to you via e-mail.


我创建了登入信息,但是我丢失了我的用户名和密码,我怎样才能检索到我的信息?
请通过填写并提交名称/邮箱的方式来查找您的用户名称和密码,发送到电子邮件。

How can I contact CFA Institute?
Contact information for CFA Institute

我如何联系CFA协会?
联系CFA官方网站。

What information should I include in an e-mail to CFA Institute?
Please include the following information in each message:
Full name
Your question in the body of the message


我应该在给CFA协会的邮件中包含哪些信息?
应该包含一下信息:
全名
在邮件中你要提的问题。


My question is not addressed in these Frequently Asked Questions. What should I do?
Contact us

我所要提的问题不包含在FAQS中,我该怎么做?
联系我们。

Membership: New Applicants 会员:新申请

I am a candidate in the CFA Program. Am I also a member of CFA Institute?
No. The CFA Institute membership process is separate from enrollment for the CFA Program.

我是一名CFA课程的考生。 我同时也是CFA协会的会员吗?
不是。CFA协会会员与CFA课程的招生是分离开来的。

How can I apply for CFA Institute membership?
Find more membership information on the membership page.

如何申请CFA协会会员?
进入官方网站寻找更多会员信息。

I do not currently have 48 months of work experience. Can I still become a member of CFA Institute?
Yes. If you do not have the necessary work experience for regular membership, you will be recommended for affiliate membership.


我目前还没有48个月的工作经验,我是否能成为CFA协会会员?
可以。如果你没有成为固定会员的确切的工作经验,你将会被推荐成为附属会员?

What is the difference between affiliate and regular membership?
The only difference in benefits between regular and affiliate membership is that only regular members are allowed to vote on CFA Institute proxies. Being a regular member is a requirement for the eventual award of the CFA charter.

固定会员和附属会员之间的区别是什么?
固定会员和附属会员在权益上的唯一区别是,固定会员可以投票给CFA协会授权书。成为一个固定会员是对CFA持证人的要求和最终奖励。

How long will the membership application process take?
Processing may take up to 8-10 weeks. Please view the schedule (PDF) for details.

会员申请过程需要多久?
整个过程可能需要8到10周。请参阅时间表(PDF)。

I don’t have a supervisor. Can I still apply for CFA Institute membership?
Yes. Contact us to confirm that you do not have a supervisor, and we will waive this requirement. You will need to provide sponsor forms from two regular members of CFA Institute, one of whom must also be a member of your preferred society.


我没有上司,我是否还能申请CFA协会会员?
可以。联系我们去证实您没有上司,我们会免除这个要求。您需要由两个CFA协会固定会员提供的推荐表格,其中的一个必须是您首选分会中的一员。

I don’t want to ask my supervisor to sponsor me. Can I still apply for CFA Institute membership?
Yes. Contact us to request that we waive this requirement. You will need to provide sponsor forms from two regular members of CFA Institute, one of whom must also be a member of your preferred society.


我不希望请我的上司推荐我,我是否还能申请CFA协会会员?
可以。联系我们来要求免除这项规定,您需要由两个CFA协会固定会员提供的推荐表格,其中的一个必须是您首选分会中的一员。

I don’t know any members of my preferred society. Can I still apply for CFA Institute membership?
Yes. You may contact your preferred society’s membership chair for assistance in locating sponsors.

我不认识任何我的首选分会里的成员,我是否还能申请CFA协会会员?
可以。您可以联系您首选分会的主席,获得帮助和推荐。

I do not live close to a member society. Can I apply to CFA Institute only without also applying to a member society?
No, you will still need to choose and apply to one of our member societies in order to apply for CFA Institute membership. A number of CFA Institute societies are willing to assist applicants in remote areas with locating society members to sponsor them. Read more about the Remote Sponsorship Program.

我不住在靠近分会的地方,我能否申请只加入CFA协会而不成为分会会员?
不行。您仍旧需要选择并申请成为一个分会会员,才能申请成为CFA协会会员。不少CFA协会分会准备协助那些在偏远地区的申请者,提供一些分会会员的推荐。请阅读更多有关偏远地区推荐计划的信息。

I do not know any society members who can sponsor me. Can you waive the member sponsor requirement for me?
No, one of your two sponsors must be a member of your preferred society. A number of CFA Institute societies are willing to assist applicants in remote areas with locating society members to sponsor them. Read more about the Remote Sponsorship Program.

我不认识任何一个可以推荐我的分会会员,是否能为我免除会员推荐的这项规定?
不行。您的两个推荐者之一必须是您首选分会的会员。不少CFA协会分会准备协助那些在偏远地区的申请者,提供一些分会会员的推荐。请阅读更多有关偏远推荐计划的信息。

I am interested in applying for membership but am not sure I will qualify for regular membership. Can I send you my work experience and have you tell me whether my work experience will be acceptable?
No. You must first submit your complete membership application, including sponsor forms (PDF) and work experience, and we will review your work experience to determine your qualifications.

我很有兴趣申请会员,但是我不肯定我那时候有资格成为固定会员。我能不能发送我的工作经验给你,然后请你们告诉我我的工作经验是否会被接受?
不行,您必须先提交您完整的会员申请,包括推荐表格(PDF)以及工作经验,然后我们会审核您的工作经验,以确定您资格。

I submitted a membership application. How can I view my current status?
If you are a CFA Program candidate, you can view your current status online. If you are not a CFA Program candidate, you may e-mail us to verify your current status in the application process.

我已经提交了会员申请,我如何了解现状?
如果您是CFA课程的考生,您可以在网上看到您的现状,如果您不是,可以发E-MAIL给我们来了解申请的情况。

Membership: For Sponsor 会员:推荐

Someone I do not know well has asked me to be a sponsor for CFA Institute membership. How should I proceed?

Please follow the guidelines for the Remote Sponsorship Program.

一个我不认识的人请我做他申请成为CFA会员的推荐人。我该怎么做?
请根据偏远推荐计划的有关指导。

I am sponsoring someone I do not know well. Will this individual be recommended for membership based solely on my sponsorship?
A recommendation for membership will be based on more than a single sponsor form. CFA Institute and its team of independent auditors will review an applicant’s membership application (including the applicant’s completed Professional Conduct Statement/Member’s Agreement), work experience narratives, and sponsor forms submitted by two different individuals. More details.

我正在推荐一个我并不十分熟悉的人,这个人是否会单凭我的推荐被成为会员?

会员的推荐不单单建立在一个推荐推荐表格上。CFA协会以及它的独立审核团队会审核一个会员申请者的申请(包括申请人的专业操守声明/会员协议),工作经验叙述,以及两个不同个人的推荐表格。更多详情。

Membership: Dues 会员:会费

How much will I be charged for dues once I become a member?
Read more about CFA Institute dues. Member society dues vary.

一旦我成为会员,我需要支付多少会费?
阅读更多关于会费的内容,分会会费有所不同。

I understand that dues are prorated after 1 January. I received a CFA Institute welcome letter in November; if I pay my dues in January, will I be charged the reduced rate?
The dues fee is based on the date an individual’s membership becomes active, not the date you pay your dues
.

据我所知,明年一月一日后会费会按比例分配。 我在11月收到一封CFA学院的欢迎信。 如果我在一月付会费,我是否会被控降低利率?
交纳会费的日期是个人的会员资格被激活的日期,并不是您付会费的日子。

I paid my Seattle Society dues in June when I paid my CFA Institute dues. I have now moved to San Francisco and would like to apply for membership with the society. Will my Seattle Society dues transfer to the San Francisco Society?
No. CFA Institute and society dues are nonrefundable and nontransferable. If you join the San Francisco Society, you will be responsible for dues payment for the remainder of the member year.

我在六月支付了我西雅图分会的会费以及CFA协会的会费,现在我已经搬到旧金山,并愿申请加入那里的分会,我的分会会费是否会转到旧金山分会?
不会,CFA协会及分会会费是不退还不让渡的。如果您参加旧金山分会,您有责任支付剩余的会费。

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